Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph S Zimmer | 5460774 | 5 | 06/29/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Monte Lane Chitwood | 3181868 | 1 | 06/19/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Dodson Crissey | 2870703 | 4 | 06/18/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph S Zimmer | 5460774 | 5 | 06/17/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Malachi Fullard | 2108959 | 3 | 06/12/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Valerie Kendrick | 1579360 | 2 | 06/09/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Allen Ridley | 1068593 | 2 | 06/06/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sanford Barry Venitt | 1014412 | 8 | 06/01/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank William Falco | 1114077 | 1 | 06/01/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Henry Smith | 2328687 | 1 | 05/21/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |