Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lebrone Lee King | 2012887 | 2 | 01/14/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph S Zimmer | 5460774 | 5 | 01/11/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John David Jones | 2113675 | 1 | 01/04/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Rand Evans | 846041 | 1 | 01/01/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| A Michael Ciaburri | 1207695 | 2 | 01/01/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Timothy Castaneda | 855183 | 2 | 01/01/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Wayne Ellsworth | 1488310 | 1 | 01/01/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Stephen Hitron | 1054734 | 4 | 01/01/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Melvin Jones | 1314046 | 2 | 01/01/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ersel Lee Carter | 1683739 | 2 | 01/01/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |