Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dan M Kinney | 2599915 | 1 | 09/17/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Andrew Irving | 1289123 | 9 | 09/17/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Morris Couch | 4468112 | 1 | 09/15/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vincent M Conte | 1262625 | 4 | 09/12/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Clark Schumacher | 2706364 | 1 | 09/04/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Vieira | 1410092 | 7 | 09/01/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Kent Luenebrink | 1089221 | 1 | 08/22/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Victor Gibbons | 1712061 | 1 | 08/16/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Martin Peck | 1468350 | 1 | 08/14/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Matthew Holzapfel | 1688916 | 2 | 08/08/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |