Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Webb Lloyd Davis | 837814 | 5 | 12/01/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Andrew Katchmer | 1334651 | 1 | 12/01/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Francis Stella | 2277598 | 1 | 12/01/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Elliott Haines | 2284526 | 1 | 11/27/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alberto Arturo Fritz | 2158296 | 15 | 11/22/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Russell Andrew Jack | 1154499 | 1 | 11/18/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeff W Israel | 1868404 | 1 | 11/13/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cornell Underwood | 1077475 | 1 | 11/12/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Allen Bell | 833107 | 3 | 11/11/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Orlando Bermudez | 1922224 | 1 | 11/11/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |