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FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

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Displaying 18,001-18,010 out of 18,680 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Timothy Cleo Dunlap19846861501/21/1969CriminalFinal Disposition$0.00$0.00See FINRA Report
Timothy Cleo Dunlap19846861501/21/1969CriminalFinal Disposition$0.00$0.00See FINRA Report
Timothy Cleo Dunlap19846861501/21/1969CriminalFinal Disposition$0.00$0.00See FINRA Report
Merle Gene Walter851987501/20/1969CriminalFinal Disposition$0.00$0.00See FINRA Report
Gary Owen Robison856574201/20/1969CriminalFinal Disposition$0.00$0.00See FINRA Report
Jay Leo Sesto1437173201/19/1969CriminalFinal Disposition$0.00$0.00See FINRA Report
John Donald Kimbrough2612239301/17/1969CriminalFinal Disposition$0.00$0.00See FINRA Report
Kenneth Gerald Reinhardt5688940101/15/1969CriminalFinal Disposition$0.00$0.00See FINRA Report
Scott Bittner2069917101/15/1969CriminalFinal Disposition$0.00$0.00See FINRA Report
Janet Sue Glascock2118335101/14/1969CriminalFinal Disposition$0.00$0.00See FINRA Report

18,680 Results

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