Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Timothy Cleo Dunlap | 1984686 | 15 | 01/21/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Timothy Cleo Dunlap | 1984686 | 15 | 01/21/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Timothy Cleo Dunlap | 1984686 | 15 | 01/21/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Merle Gene Walter | 851987 | 5 | 01/20/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Gary Owen Robison | 856574 | 2 | 01/20/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jay Leo Sesto | 1437173 | 2 | 01/19/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
John Donald Kimbrough | 2612239 | 3 | 01/17/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kenneth Gerald Reinhardt | 5688940 | 1 | 01/15/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Scott Bittner | 2069917 | 1 | 01/15/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Janet Sue Glascock | 2118335 | 1 | 01/14/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |