Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elliott Stephen Collins | 1317745 | 1 | 03/28/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| W Lamont Brown | 5410666 | 1 | 03/28/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Wesley Snider | 1876112 | 3 | 03/27/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John P McKenna | 1085860 | 6 | 03/26/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stanley Martin Sussman | 1627717 | 1 | 03/25/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Terrence Lee Sharp | 1760128 | 2 | 03/23/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Mark Marantz | 1082207 | 2 | 03/22/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen William Grant | 713657 | 1 | 03/19/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Pim Goodbody | 225076 | 1 | 03/15/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nelson Gatch Powers | 2120913 | 9 | 03/13/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |