Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Louis Losito | 1717942 | 3 | 11/04/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Glenn Eugene Henderson | 3022712 | 1 | 11/01/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Wesley Honeywell | 2201764 | 2 | 10/30/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Joseph Reishman | 873993 | 3 | 10/24/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alexander Louis Raybin | 2828841 | 6 | 10/21/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Carl Jarchow | 2939027 | 1 | 10/20/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jack Ray Halley | 2130728 | 2 | 10/19/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis James Doyle | 2149867 | 3 | 10/18/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Frank Lord | 1182301 | 1 | 10/16/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Blake Franklin Asbury | 6156328 | 3 | 10/13/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |