Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Gillespie | 854590 | 2 | 11/19/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Howard Baldridge | 2128829 | 1 | 11/18/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Plantz Remley | 2278707 | 1 | 11/17/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Lee Hicks | 1749015 | 2 | 11/15/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Burns Kear | 1702036 | 1 | 11/15/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Earl Hill | 2186074 | 5 | 11/14/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Mark Olinsky | 3072493 | 1 | 11/13/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry Gene McCabe | 4235956 | 3 | 11/12/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wilbur Kenneth Teague | 5295844 | 1 | 11/11/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry Gene McCabe | 4235956 | 3 | 11/11/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |