Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eugene Thomas Niedzwiecki | 1145739 | 1 | 02/06/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank J Lento | 306658 | 2 | 02/05/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stanley James Mensing | 1359561 | 1 | 02/05/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Noel Kenneth Edwards Sr | 1436002 | 4 | 02/04/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Kenneth Fortman | 2088396 | 1 | 02/03/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Sonnichsen | 855147 | 1 | 02/01/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Joseph Reishman | 873993 | 3 | 02/01/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Francis Campbell | 716073 | 1 | 01/30/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Barry George Hartman | 1361232 | 27 | 01/28/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sandra Lee Leahsong | 5110503 | 1 | 01/26/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |