Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marmaduke Beckwith Morton | 1083160 | 5 | 04/01/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Boylan | 1032011 | 4 | 03/29/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Francis McDonald | 1019368 | 5 | 03/27/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerard Paul Valles | 1741191 | 1 | 03/27/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jerry Bernard Williams | 1939146 | 2 | 03/24/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Frank Kinsch | 1344957 | 4 | 03/22/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alan Paul Siegel | 2216936 | 6 | 03/21/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Edward Junio | 3104886 | 2 | 03/21/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Denis O'Connor | 1586435 | 1 | 03/16/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jerre Paul Johnson | 259666 | 1 | 03/16/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |