Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Francis McDonald | 1019368 | 5 | 04/14/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Randall Alan Davis | 2202198 | 2 | 04/13/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jesse Marichalar Galindo | 2168391 | 2 | 04/10/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Drew Moore | 2255339 | 2 | 04/10/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Allen Bjerk | 1562316 | 5 | 04/08/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Alexander Temmer | 1522995 | 1 | 04/07/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert M Schlau | 1172258 | 1 | 04/04/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jay Leonard Larson | 1204707 | 5 | 04/03/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James North Gienapp | 4905476 | 1 | 04/01/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Martin Ikard | 1004704 | 2 | 04/01/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |