Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Michael Johnson | 2370640 | 2 | 07/16/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jerry McEwen | 502082 | 1 | 07/15/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Harold Lee Gilbert | 812961 | 2 | 07/15/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Robert Standart | 1129240 | 2 | 07/01/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Gregory Hager | 1292915 | 1 | 07/01/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Ray Chance | 1367018 | 3 | 07/01/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Mitchell Mallah | 1713034 | 4 | 06/28/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Fenton Ferris | 1660736 | 1 | 06/26/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Neal Anthony Bittner | 1741184 | 1 | 06/26/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Alden Schlegel | 1029954 | 1 | 06/19/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |