Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc Fredrick Grosso | 1030294 | 2 | 08/03/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Geraldine Jane Look | 1066564 | 1 | 08/03/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Henry Wass | 868621 | 2 | 08/01/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul G Geis | 4708036 | 1 | 08/01/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Harold Francis Trent | 1480058 | 1 | 07/30/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Alan Katz | 502287 | 3 | 07/28/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Michael Wheelen | 1374477 | 8 | 07/27/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Michael Wheelen | 1374477 | 8 | 07/25/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Albert Decresenzo | 1170028 | 2 | 07/22/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Michael Williams | 733105 | 1 | 07/21/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |