Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Richard Colon | 859751 | 1 | 10/17/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Joseph de Rosa | 2034386 | 5 | 10/17/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Gormley | 1689749 | 1 | 10/14/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Louis Winston | 2302542 | 1 | 10/09/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Alan Currier | 715423 | 5 | 10/05/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Carmen Pitrone | 1170155 | 1 | 10/01/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Meinke Kuhn | 836837 | 1 | 10/01/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Robert Scholz | 1144652 | 4 | 10/01/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roger Thomas Meyer | 2395148 | 1 | 09/25/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary James Housman | 2620935 | 2 | 09/23/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |