Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donna Jean Peters | 1191243 | 1 | 12/01/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ellen Marie Duhamel | 1277749 | 1 | 12/01/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Elden Woods | 1040529 | 1 | 12/01/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Russell Howard Funk | 1019160 | 1 | 12/01/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond Edward Blessing | 1274777 | 2 | 12/01/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Harold Gambill Kern | 1314761 | 1 | 12/01/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Howard Orr | 1583467 | 4 | 11/30/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Raymond Colahan | 4149691 | 1 | 11/26/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Harvey Samuel Kelly | 3213076 | 1 | 11/25/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jan Noel Sacks | 1774601 | 2 | 11/25/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |