Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Barry Hitchcock | 733938 | 2 | 01/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Buzz William Johnson | 1055048 | 1 | 01/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Lingard Heideman | 1217357 | 1 | 01/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eugene Stephan Paul | 2928728 | 2 | 01/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sharon McDaniel Whitehurst | 1246747 | 3 | 01/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael McCredy Baker | 1254497 | 1 | 01/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Charles Porter | 1305041 | 1 | 01/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Duane Claude Traylor | 1876147 | 3 | 01/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Nadalin | 2250127 | 2 | 01/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Conrad Leslie Haugen | 1477231 | 1 | 12/29/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |