Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Janet Sue McKinley | 4799279 | 1 | 02/08/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jimmy Alan Miller | 1033563 | 1 | 02/04/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Melvin Russell Courtney | 819780 | 2 | 02/03/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Troy Fant | 1053174 | 6 | 02/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Anthony Daly | 2771735 | 2 | 02/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Eugene Kamp | 1269291 | 6 | 02/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Jay Weinstein | 1678545 | 1 | 01/30/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Dean Mayotte | 729234 | 3 | 01/29/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc Philip Scheiner | 4413084 | 1 | 01/25/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Thomson Laing | 869876 | 4 | 01/20/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |