Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eugene Arthur Gizzi | 1530590 | 1 | 03/02/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rhonda Jean Buchanan | 4452403 | 1 | 03/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter C Quinn | 3036663 | 2 | 02/27/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Cutler Hamilton | 728838 | 2 | 02/27/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Wayne Brooks | 2896286 | 1 | 02/26/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paula Lynn Coburn | 3177258 | 4 | 02/26/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Franklin Elihu Sacks | 1581134 | 1 | 02/20/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Edward Junio | 3104886 | 2 | 02/18/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Kent Elliott | 2367547 | 1 | 02/16/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Allan Barry Wasserman | 2099608 | 2 | 02/12/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |