Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Arnold Ingersoll | 2003078 | 1 | 04/08/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David B Bandel | 5589591 | 2 | 04/08/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Decker | 5222568 | 1 | 04/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Archester L Neil | 1331150 | 2 | 04/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Conrad Gordon Collins | 1022242 | 1 | 04/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Warren Jeffrey Schwarzman | 817821 | 1 | 04/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nathaniel Myers Stewart | 1155600 | 1 | 04/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward William Conner | 1497508 | 2 | 04/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arthur Ernest Randall | 2217908 | 1 | 04/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Idris Merriman | 710059 | 2 | 03/31/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |