Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Edward Ehler | 2286233 | 2 | 06/08/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Susan Annette Wester | 2562813 | 5 | 06/05/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark W Eshleman | 1244069 | 3 | 06/05/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rayfield William Gorum | 5251499 | 1 | 06/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cary Hilton Beck | 4542099 | 1 | 06/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anatoly Tony Zuban | 1666325 | 1 | 06/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Dale Thein | 1042107 | 1 | 06/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edwin Martin Koziol | 1509641 | 2 | 06/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Del Hinchcliff | 1040433 | 1 | 05/31/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Frank Chiappetta | 839268 | 1 | 05/29/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |