Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Cortopassi | 1001412 | 1 | 06/24/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| M Dennis Guappone | 1039244 | 2 | 06/24/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard V Digennaro | 6146182 | 1 | 06/21/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond Carl Poteet | 1290747 | 1 | 06/21/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Thomas Nagle | 1674764 | 2 | 06/20/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stewart Jason Teichman | 2183090 | 3 | 06/19/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Russell Livergood | 1672327 | 2 | 06/17/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Franklin | 1891941 | 1 | 06/11/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dan Wilbern Schlicher | 4424616 | 1 | 06/10/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alma Darnell Irving | 1187897 | 3 | 06/10/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |