Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lenna Judith Matthews | 5363726 | 1 | 09/04/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frederick John Sitzberger | 4282689 | 1 | 09/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Edgar Deloach | 2030564 | 5 | 09/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wilbert Ernest Guilford | 2932035 | 1 | 08/30/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Collins Astrop | 1294444 | 3 | 08/30/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Norman Carl Gaubatz | 218788 | 1 | 08/23/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen George Hyman | 707192 | 2 | 08/21/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ivan David Johnson | 4852645 | 2 | 08/20/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lester Jacob Sack | 5247160 | 1 | 08/20/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael McChurch | 1215148 | 1 | 08/19/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |