Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Ray Dillon | 813995 | 1 | 10/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Martin Ikard | 1004704 | 2 | 10/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Herbert Lee Russell | 2060840 | 2 | 10/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Willis Earl Middlemiss | 1038383 | 1 | 09/29/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brenda Mary Jewell | 2284653 | 4 | 09/28/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roy John Buehrle | 1083928 | 1 | 09/27/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leonard Francis Moore | 1513557 | 1 | 09/25/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Steven Angulo | 2086622 | 1 | 09/21/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peggy Iris Turner | 1427568 | 1 | 09/20/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Diane Marie Sykes | 4781773 | 2 | 09/19/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |