Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Ray Chance | 1367018 | 3 | 10/23/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samuel Gregory Seaton | 2196154 | 4 | 10/19/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Louis Dulude | 1136682 | 1 | 10/18/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bryan Fletcher Boyle | 2035416 | 1 | 10/15/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lawrence T Nalepa | 2717664 | 1 | 10/14/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Richard Boyer | 3012043 | 1 | 10/12/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Thomas Corrado | 1577805 | 2 | 10/08/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Carlos Stewart | 861078 | 4 | 10/04/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Paul Cooper | 1080291 | 2 | 10/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond Leslie Keogh | 1548453 | 3 | 10/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |