Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Eugene Vickers | 454587 | 1 | 09/15/1992 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |
| Woody Bernard Margozewitz | 1722053 | 6 | 02/12/1992 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas Charles Rooney | 852679 | 7 | 07/12/1991 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ward David Goldberg | 1325743 | 3 | 11/17/1988 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Elliott Henry Eisman | 76666 | 1 | 05/01/1987 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Steven Leigh Anderson | 5573 | 4 | 11/30/-0001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |