Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Durward Wayne Durham | 1555548 | 7 | 09/15/1997 | Customer Dispute | Closed-No Action | $1,356,470.00 | $0.00 | See FINRA Report |
| James Alan Crenna | 809238 | 2 | 09/10/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ben Duane Stanton | 2308646 | 1 | 09/08/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jannet Siegle Carpien | 833984 | 2 | 09/05/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Chin Won | 1497023 | 4 | 09/03/1997 | Customer Dispute | Closed-No Action | $27,768.10 | $0.00 | See FINRA Report |
| Nicholas Paul Mamula | 2201525 | 3 | 09/02/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael John Markowski | 2671573 | 3 | 08/28/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Principio | 1478371 | 1 | 08/27/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John W Warren Bloom | 1372242 | 4 | 08/26/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Stanley Sadowski | 1126160 | 13 | 08/25/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |