Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marco Anthony Casale | 1663936 | 8 | 10/02/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Charles Henry Isasi | 2565057 | 2 | 10/01/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Edwin Deward Handley Jr | 1821078 | 3 | 10/01/1997 | Customer Dispute | Closed-No Action | $37,425.00 | $0.00 | See FINRA Report |
| James Randall Pringle | 1277121 | 7 | 09/30/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Rick A Geist | 2422749 | 1 | 09/30/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Jay Rosenberg | 1125246 | 1 | 09/29/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Houk Basler | 1310243 | 9 | 09/26/1997 | Customer Dispute | Closed-No Action | $11,062.20 | $0.00 | See FINRA Report |
| Michael John Markowski | 2671573 | 3 | 09/16/1997 | Customer Dispute | Closed-No Action | $61,514.00 | $0.00 | See FINRA Report |
| Christopher Markowski | 2556011 | 2 | 09/16/1997 | Customer Dispute | Closed-No Action | $61,514.00 | $0.00 | See FINRA Report |
| Robert Duane Terry | 1334695 | 5 | 09/15/1997 | Customer Dispute | Closed-No Action | $4,618.00 | $0.00 | See FINRA Report |