Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Christopher Andrews | 1374721 | 4 | 10/16/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Jay Markovich | 1179288 | 2 | 10/15/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Harrison Graves | 1427158 | 2 | 10/13/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Anna Maria Columbus | 1466574 | 3 | 10/13/1997 | Customer Dispute | Closed-No Action | $6,786.36 | $0.00 | See FINRA Report |
| Benjamin John Garcia | 1440737 | 2 | 10/08/1997 | Customer Dispute | Closed-No Action | $45,000.00 | $0.00 | See FINRA Report |
| Cathleen Joan Judge | 2223967 | 1 | 10/08/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Jason McWhorter | 2281983 | 3 | 10/07/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Porpora | 1808926 | 1 | 10/06/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Francis Canino | 812385 | 2 | 10/06/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephen Joseph Wilson | 1677975 | 4 | 10/03/1997 | Customer Dispute | Closed-No Action | $4,933,460.00 | $0.00 | See FINRA Report |