Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Anthony Canade | 2540434 | 3 | 11/04/1997 | Customer Dispute | Closed-No Action | $124,000.00 | $0.00 | See FINRA Report |
| Donna Marie Norton | 1313403 | 2 | 11/04/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephen Joseph Wilson | 1677975 | 4 | 11/04/1997 | Customer Dispute | Closed-No Action | $1,380,000.00 | $0.00 | See FINRA Report |
| Jared Hernandez | 1751784 | 3 | 11/02/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Edward Albert Majtenyi | 1185238 | 2 | 11/01/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Alan Barry Krichman | 1608713 | 2 | 11/01/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephen Joseph Mayor | 1537385 | 3 | 10/29/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Alfred V Pope Jr | 365711 | 8 | 10/28/1997 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Janet Norwillo | 1324900 | 1 | 10/27/1997 | Customer Dispute | Closed-No Action | $1,000,000.00 | $0.00 | See FINRA Report |
| Choon J Whang | 710152 | 1 | 10/26/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |