Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Drew Randall Pickard | 2387742 | 5 | 11/24/1997 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Mark Evan Toumajian | 2524517 | 2 | 11/22/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Steven Rocco Colli | 2398062 | 12 | 11/21/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Barry Martin Speyer | 432002 | 9 | 11/19/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph Rhyne | 1530757 | 1 | 11/19/1997 | Customer Dispute | Closed-No Action | $55,000.00 | $0.00 | See FINRA Report |
| Carl Henry Davis | 830219 | 2 | 11/18/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Lee Counts | 2428369 | 2 | 11/17/1997 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Michael Alan Heyne | 1025190 | 1 | 11/17/1997 | Customer Dispute | Closed-No Action | $720.00 | $0.00 | See FINRA Report |
| David Scott McGaughey | 1401961 | 1 | 11/07/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephen Arthur X Renaud | 1476612 | 7 | 11/05/1997 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |