Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jorge Luis Fernandez | 1384518 | 2 | 12/22/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Telfer Lent | 306653 | 6 | 12/20/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Chris Patrick McCrary | 2294498 | 3 | 12/18/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Andrew Womack | 1886936 | 8 | 12/18/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kevin Dale Seacat | 1110328 | 1 | 12/18/1997 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| John Hart Polhemus | 365067 | 1 | 12/18/1997 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
| Steven Thomas Flacco | 1403768 | 7 | 12/16/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Edward Shuster | 1507350 | 1 | 12/15/1997 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Martin Musselman Chronister | 46578 | 1 | 12/12/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 12/08/1997 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |