Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Diane Harriet Arnstein | 2313882 | 7 | 01/29/1998 | Customer Dispute | Closed-No Action | $8,209.00 | $0.00 | See FINRA Report |
| Darren Gregory Jurick | 2414166 | 9 | 01/29/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas Connor Moss | 844872 | 6 | 01/28/1998 | Customer Dispute | Closed-No Action | $27,469.80 | $0.00 | See FINRA Report |
| Jeffrey Scott Olson | 2192677 | 10 | 01/27/1998 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Gregory Joseph Connors | 52498 | 4 | 01/27/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Daniel Bryan Aldrich | 2265693 | 3 | 01/22/1998 | Customer Dispute | Closed-No Action | $7,762.10 | $0.00 | See FINRA Report |
| Andrew Gordon McDonald | 1142357 | 5 | 01/18/1998 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| John Alexander Rice | 2269699 | 4 | 01/13/1998 | Customer Dispute | Closed-No Action | $243,143.00 | $0.00 | See FINRA Report |
| Christopher John Jacobi | 1648679 | 5 | 01/12/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Larry Donald Laine | 834821 | 5 | 01/09/1998 | Customer Dispute | Closed-No Action | $136,736.00 | $0.00 | See FINRA Report |