Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph S Schellato | 1338395 | 1 | 02/10/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Allan H Joubert | 2371048 | 3 | 02/05/1998 | Customer Dispute | Closed-No Action | $34,385.00 | $0.00 | See FINRA Report |
| Steven Roy Weisberg | 724667 | 1 | 02/05/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Hayes A Clark | 1197605 | 3 | 02/05/1998 | Customer Dispute | Closed-No Action | $132.63 | $0.00 | See FINRA Report |
| Rodney Deleths Washington | 1275777 | 5 | 02/04/1998 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| John David Wright | 2167541 | 4 | 02/04/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John David Wright | 2167541 | 4 | 02/04/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Maryellen Ruddy | 1140460 | 2 | 02/03/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Francis J Labelle | 2141981 | 1 | 02/01/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Bartolotta | 1943239 | 5 | 01/30/1998 | Customer Dispute | Closed-No Action | $5,200.00 | $0.00 | See FINRA Report |