Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Joseph Haddad | 2091640 | 17 | 02/27/1998 | Customer Dispute | Closed-No Action | $10,462.40 | $0.00 | See FINRA Report |
| William John McLaughlin | 1625598 | 5 | 02/25/1998 | Customer Dispute | Closed-No Action | $729,000.00 | $0.00 | See FINRA Report |
| Mark Joseph Murphy | 2512140 | 2 | 02/24/1998 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Gwendolyn Reese | 1025834 | 2 | 02/24/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Paul S Hartwell | 239063 | 2 | 02/23/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott Beard | 15756 | 1 | 02/23/1998 | Customer Dispute | Closed-No Action | $22,000.00 | $0.00 | See FINRA Report |
| Helen Suzanne Hoffman | 1045308 | 5 | 02/23/1998 | Customer Dispute | Closed-No Action | $300,000.00 | $0.00 | See FINRA Report |
| Kathryn A Castelli | 1731070 | 2 | 02/13/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gwen Carol O'Connor | 2273119 | 1 | 02/12/1998 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Roger Dean White | 2274788 | 1 | 02/11/1998 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |