Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan James Scharff | 1549077 | 1 | 03/12/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gary John Stypula | 724418 | 1 | 03/12/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Warren Wayne Locke | 1102676 | 5 | 03/10/1998 | Customer Dispute | Closed-No Action | $324.72 | $0.00 | See FINRA Report |
| Arthur Kenneth Gruber | 231240 | 1 | 03/10/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brian Edward Davis | 1000857 | 1 | 03/09/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Henry Clay Shores | 1012264 | 2 | 03/06/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Darrel Bruce Markley | 1726973 | 1 | 03/05/1998 | Customer Dispute | Closed-No Action | $27,600.00 | $0.00 | See FINRA Report |
| Joseph Picciano | 1616484 | 3 | 03/05/1998 | Customer Dispute | Closed-No Action | $44,037.00 | $0.00 | See FINRA Report |
| Michelle D Portney | 1187269 | 1 | 03/03/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph Picciano | 1616484 | 3 | 02/27/1998 | Customer Dispute | Closed-No Action | $19,445.00 | $0.00 | See FINRA Report |