Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Clay Templeman | 2010800 | 3 | 04/21/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Matthew Lewton Larson | 1092785 | 3 | 04/20/1998 | Customer Dispute | Closed-No Action | $126,000.00 | $0.00 | See FINRA Report |
| Michael Anthony Acampora | 1233579 | 6 | 04/20/1998 | Customer Dispute | Closed-No Action | $317,000.00 | $0.00 | See FINRA Report |
| David Andrew Knierim | 2821017 | 2 | 04/17/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Judy L Eig | 2695814 | 2 | 04/15/1998 | Customer Dispute | Closed-No Action | $9,200.00 | $0.00 | See FINRA Report |
| Raymond Alexander Thomas | 1675282 | 4 | 04/15/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mathew Jay Higgins | 2618225 | 1 | 04/10/1998 | Customer Dispute | Closed-No Action | $32,000.00 | $0.00 | See FINRA Report |
| David Roger Rabinaw | 1691906 | 2 | 04/08/1998 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| David Alan Livingston | 2309046 | 3 | 04/08/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Blaine Burton | 873027 | 2 | 04/02/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |