Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Gegen | 1383386 | 1 | 05/19/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Suzanne Jan Tudor Magee Fleming | 874086 | 1 | 05/19/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Alan Binz | 1042855 | 1 | 05/19/1998 | Customer Dispute | Closed-No Action | $5,887.91 | $0.00 | See FINRA Report |
| Michael Robert Spencer | 1064755 | 4 | 05/14/1998 | Customer Dispute | Closed-No Action | $32,000.00 | $0.00 | See FINRA Report |
| Ronald Lawrence Rudnick | 2520090 | 1 | 05/13/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Bernard Madzin | 1289480 | 8 | 05/13/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Bernard Madzin | 1289480 | 8 | 05/13/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Bernard Madzin | 1289480 | 8 | 05/13/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Charles Douglas Renick | 856303 | 1 | 05/13/1998 | Customer Dispute | Closed-No Action | $42,500.00 | $0.00 | See FINRA Report |
| Herbert Voss Jr | 1014475 | 10 | 05/11/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |