Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harold S Hill Jr | 1018631 | 1 | 06/09/1998 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Thomas Clay Again | 727923 | 1 | 06/08/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott Thomas Schultz | 1124151 | 6 | 06/04/1998 | Customer Dispute | Closed-No Action | $12,230.00 | $0.00 | See FINRA Report |
| Kevin Michael Turnock | 2610475 | 1 | 06/03/1998 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Wallace Brian MacDermott | 315695 | 6 | 06/02/1998 | Customer Dispute | Closed-No Action | $6,677.00 | $0.00 | See FINRA Report |
| Willard Reed Kelly | 2087159 | 3 | 05/29/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Andrew Wimberly | 1157038 | 3 | 05/26/1998 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Jeffrey Stewart Sutton | 2392032 | 2 | 05/25/1998 | Customer Dispute | Closed-No Action | $21,000.00 | $0.00 | See FINRA Report |
| Brent Deverl Sturgill | 719206 | 3 | 05/21/1998 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Shervin Jacob Mellegard | 1726019 | 6 | 05/20/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |