Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Scott Hardie | 1765110 | 10 | 06/18/1998 | Customer Dispute | Closed-No Action | $320,000.00 | $0.00 | See FINRA Report |
| Andrew Gordon McDonald | 1142357 | 5 | 06/17/1998 | Customer Dispute | Closed-No Action | $167,000.00 | $0.00 | See FINRA Report |
| Robert Peter Kalin | 1082001 | 4 | 06/17/1998 | Customer Dispute | Closed-No Action | $39,080.00 | $0.00 | See FINRA Report |
| Michael Gil McDonald | 2314730 | 5 | 06/15/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Alfred James Feronti | 1013847 | 4 | 06/12/1998 | Customer Dispute | Closed-No Action | $2,500.00 | $0.00 | See FINRA Report |
| Gerald Constantine Grant | 2630625 | 2 | 06/12/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Brian Wargo | 2652745 | 2 | 06/12/1998 | Customer Dispute | Closed-No Action | $30,314.00 | $0.00 | See FINRA Report |
| Joseph Candela | 2674155 | 4 | 06/12/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Edward Terrence Gardner | 217695 | 1 | 06/10/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jacob Courtnay Rudolph | 1546133 | 1 | 06/09/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |