Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Alan Mullins | 1064703 | 2 | 06/29/1998 | Customer Dispute | Closed-No Action | $22,168.50 | $0.00 | See FINRA Report |
| John William Givens | 1281003 | 1 | 06/29/1998 | Customer Dispute | Closed-No Action | $27,153.00 | $0.00 | See FINRA Report |
| John Ralph Natalo | 1745810 | 3 | 06/29/1998 | Customer Dispute | Closed-No Action | $25,200.00 | $0.00 | See FINRA Report |
| Yousef Jamshidipour | 2230656 | 5 | 06/29/1998 | Customer Dispute | Closed-No Action | $3,500.00 | $0.00 | See FINRA Report |
| Keith Gregg Ellen | 1918119 | 7 | 06/28/1998 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Melvin Elwood Case | 2393464 | 8 | 06/26/1998 | Customer Dispute | Closed-No Action | $9,105.35 | $0.00 | See FINRA Report |
| Joseph Mark Silverman | 424091 | 5 | 06/26/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Eliot Aycock | 1656944 | 4 | 06/25/1998 | Customer Dispute | Closed-No Action | $166,353.00 | $0.00 | See FINRA Report |
| Louis John Davenio | 1077028 | 2 | 06/24/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Steven Francis Marascia | 1010674 | 1 | 06/23/1998 | Customer Dispute | Closed-No Action | $13,119.30 | $0.00 | See FINRA Report |