Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Gerard Grenier | 1404159 | 6 | 07/23/1998 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Raymond Gerard Grenier | 1404159 | 6 | 07/23/1998 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Pat Joseph Ingrassia | 1068874 | 2 | 07/23/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christopher D Scroggins | 2316466 | 5 | 07/22/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Timoleon Lucas Nicholaou | 1245517 | 8 | 07/21/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James C Deering | 717799 | 2 | 07/20/1998 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Peter J Lally | 1257526 | 2 | 07/17/1998 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Antonio A Filipedasilva | 1089744 | 1 | 07/17/1998 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Marc Alexander | 2362864 | 2 | 07/14/1998 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |
| Mark Golden | 2268568 | 3 | 07/14/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |