Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kermit Alan Kunkle | 1014761 | 2 | 08/10/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Candice Hammond | 1108294 | 1 | 08/07/1998 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Peter Christopher Karp | 2335003 | 2 | 08/06/1998 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Jared Seth Levy | 2402343 | 1 | 08/06/1998 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Michael Anthony Cassa | 2575236 | 2 | 08/05/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Anthony Edward Eichler | 1969047 | 2 | 08/04/1998 | Customer Dispute | Closed-No Action | $6,789.00 | $0.00 | See FINRA Report |
| Clinton Robert Hare | 1050896 | 7 | 08/01/1998 | Customer Dispute | Closed-No Action | $44,510.40 | $0.00 | See FINRA Report |
| Shervin Jacob Mellegard | 1726019 | 6 | 07/31/1998 | Customer Dispute | Closed-No Action | $82,000.00 | $0.00 | See FINRA Report |
| Brian Dennis Martzolf | 722401 | 2 | 07/31/1998 | Customer Dispute | Closed-No Action | $105,000.00 | $0.00 | See FINRA Report |
| Marvin Wein | 461706 | 1 | 07/29/1998 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |