Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew James Dill | 2152878 | 3 | 08/21/1998 | Customer Dispute | Closed-No Action | $11,600.00 | $0.00 | See FINRA Report |
| Robert Charles Stevens | 2470433 | 10 | 08/20/1998 | Customer Dispute | Closed-No Action | $19,000.00 | $0.00 | See FINRA Report |
| Bodo Knochenhauer Jr | 2134515 | 3 | 08/19/1998 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Cynthia Lynne Parker | 1486981 | 1 | 08/19/1998 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Richard A Holine | 2575857 | 1 | 08/14/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Herbert Voss Jr | 1014475 | 10 | 08/13/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert James Michalak | 805932 | 2 | 08/13/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Paul K Doak | 2764556 | 2 | 08/13/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Harold Henry | 243365 | 2 | 08/12/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Wallace Brian MacDermott | 315695 | 6 | 08/12/1998 | Customer Dispute | Closed-No Action | $320,000.00 | $0.00 | See FINRA Report |