Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy John Padva | 1564516 | 2 | 09/01/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph J Cosoleto | 2137541 | 2 | 09/01/1998 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Kevin Anders | 2278701 | 1 | 08/31/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Ann Lauer | 2013720 | 1 | 08/28/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott Michael Ozer | 1009252 | 3 | 08/27/1998 | Customer Dispute | Closed-No Action | $29,390.00 | $0.00 | See FINRA Report |
| John James Pescatore | 2183696 | 2 | 08/26/1998 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| R.Scott Mokler | 858484 | 2 | 08/24/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brian Joseph Bubnis | 34133 | 3 | 08/24/1998 | Customer Dispute | Closed-No Action | $30,528.00 | $0.00 | See FINRA Report |
| Marco Anthony Casale | 1663936 | 8 | 08/24/1998 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Lucius Goffe Briggs | 2234217 | 3 | 08/21/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |