Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Steven Geschwind | 1568878 | 1 | 09/14/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Peter Benedict Steege | 1060713 | 21 | 09/09/1998 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Beverly Anne Bailey | 2629548 | 3 | 09/08/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jon Michael Trombetto | 859816 | 3 | 09/07/1998 | Customer Dispute | Closed-No Action | $1,400,000.00 | $0.00 | See FINRA Report |
| Haygood Paterson Seawell | 2670707 | 5 | 09/04/1998 | Customer Dispute | Closed-No Action | $47,274.00 | $0.00 | See FINRA Report |
| Mark Graham Lybbert | 2298825 | 3 | 09/04/1998 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Lewis Edward Wollenweber | 1182340 | 3 | 09/03/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Terrence Archie Charles Chick | 1191983 | 1 | 09/03/1998 | Customer Dispute | Closed-No Action | $5,142.13 | $0.00 | See FINRA Report |
| Peter Alan Mina | 709800 | 1 | 09/01/1998 | Customer Dispute | Closed-No Action | $15,712.70 | $0.00 | See FINRA Report |
| Jeffery D Price | 2255050 | 3 | 09/01/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |