Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kurt Andrew Ahart | 1313448 | 2 | 09/23/1998 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
| Dennis Roy Holman | 1098237 | 1 | 09/18/1998 | Customer Dispute | Closed-No Action | $13,055.00 | $0.00 | See FINRA Report |
| Marco Anthony Casale | 1663936 | 8 | 09/18/1998 | Customer Dispute | Closed-No Action | $72,000.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Leibfarth | 2004352 | 3 | 09/17/1998 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Mark Jeffrey Rowe | 1574556 | 1 | 09/17/1998 | Customer Dispute | Closed-No Action | $115,699.00 | $0.00 | See FINRA Report |
| Vincenzo Costanzo | 2034704 | 4 | 09/16/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gerald James Ohalloran | 1056697 | 15 | 09/16/1998 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Walter Josef Tuer | 2098245 | 3 | 09/15/1998 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Joseph Candela | 2674155 | 4 | 09/15/1998 | Customer Dispute | Closed-No Action | $14,000.00 | $0.00 | See FINRA Report |
| Peter Lawrence Mooney | 2365429 | 4 | 09/14/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |