Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Bradley Scott | 2242226 | 8 | 11/02/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gary Thomas Wargo | 1398450 | 1 | 10/30/1998 | Customer Dispute | Closed-No Action | $17,500.00 | $0.00 | See FINRA Report |
| Brian Keith Bunge | 1372354 | 1 | 10/29/1998 | Customer Dispute | Closed-No Action | $87,000.00 | $0.00 | See FINRA Report |
| Mark William Thompson | 840935 | 8 | 10/29/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Glen Curtis Renaud | 1553736 | 5 | 10/29/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Williams | 1258642 | 1 | 10/29/1998 | Customer Dispute | Closed-No Action | $50,979.00 | $0.00 | See FINRA Report |
| David Lawrence Kanen | 1807794 | 3 | 10/26/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Elias Jean Pery | 705580 | 3 | 10/22/1998 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Bang-Nhan Luong Nguyen | 2836002 | 3 | 10/22/1998 | Customer Dispute | Closed-No Action | $99,732.00 | $0.00 | See FINRA Report |
| Paul Allen Lindsey | 720447 | 1 | 10/20/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |