Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eldon Lee Good | 1046126 | 1 | 11/12/1998 | Customer Dispute | Closed-No Action | $19,000.00 | $0.00 | See FINRA Report |
| Jose Manuel Cornide | 2785918 | 13 | 11/12/1998 | Customer Dispute | Closed-No Action | $113,650.00 | $0.00 | See FINRA Report |
| Eugenio Alberto Permuy | 2829734 | 2 | 11/12/1998 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Stanley Trilling | 449321 | 7 | 11/10/1998 | Customer Dispute | Closed-No Action | $400,000.00 | $0.00 | See FINRA Report |
| Seth Lawrence Hart | 2287054 | 6 | 11/10/1998 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| John Paul McKenna | 1336426 | 2 | 11/10/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Charles John Dryer | 1160000 | 1 | 11/10/1998 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Paul C Namm | 2188589 | 2 | 11/04/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Hayden Barry Gold | 1978052 | 14 | 11/04/1998 | Customer Dispute | Closed-No Action | $9,337.95 | $0.00 | See FINRA Report |
| Steven Otto Medo | 2719618 | 2 | 11/02/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |