Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Douglas Engler | 835827 | 4 | 12/01/1998 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| David Michael Kover | 1854836 | 1 | 11/30/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Guy Anthony Colella | 1646164 | 3 | 11/30/1998 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| John Matthews Abernathy | 1892204 | 1 | 11/30/1998 | Customer Dispute | Closed-No Action | $21,911.00 | $0.00 | See FINRA Report |
| Mark Steven Barill | 1047016 | 7 | 11/30/1998 | Customer Dispute | Closed-No Action | $27,083.20 | $0.00 | See FINRA Report |
| Matthew Philip Havens | 2362578 | 1 | 11/29/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Theodore Lukas | 1230684 | 5 | 11/19/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Philip Larry Brody | 1330631 | 1 | 11/19/1998 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |
| Jeri A Albrecht | 1985697 | 1 | 11/18/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Melvin Gerald Duncan | 2209623 | 3 | 11/13/1998 | Customer Dispute | Closed-No Action | $5,169.58 | $0.00 | See FINRA Report |