Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Henry Bastiaans | 838778 | 2 | 01/18/1999 | Customer Dispute | Closed-No Action | $49,497.20 | $0.00 | See FINRA Report |
| Marc B Karp | 873902 | 1 | 01/18/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Michael Dahan | 2297087 | 2 | 01/16/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Victor Lipari | 1060434 | 1 | 01/13/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Terrance Robert Meekma | 1239466 | 3 | 01/13/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Noble Harber | 2201578 | 1 | 01/12/1999 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Jeff Alan Merlino | 2207585 | 3 | 01/12/1999 | Customer Dispute | Closed-No Action | $6,355.49 | $0.00 | See FINRA Report |
| David Jonathan Krasner | 1685858 | 5 | 01/08/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Timothy Scott Blevins | 1382621 | 1 | 01/04/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mohammed Ali Ansari | 1000440 | 5 | 12/30/1998 | Customer Dispute | Closed-No Action | $7,204.10 | $0.00 | See FINRA Report |